-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ET7du2k5CePkDh4hR1q+xuDdEUkNjmhxxeiMjJWWoGmhfZI/p6YwYvc8TrNKp8gp sMIt6oJi96jmtyNvi/qtaw== 0001126328-07-000039.txt : 20070214 0001126328-07-000039.hdr.sgml : 20070214 20070214160106 ACCESSION NUMBER: 0001126328-07-000039 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FROZEN FOOD EXPRESS INDUSTRIES INC CENTRAL INDEX KEY: 0000039273 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 751301831 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-15652 FILM NUMBER: 07620136 BUSINESS ADDRESS: STREET 1: 1145 EMPIRE CENTRAL PLACE CITY: DALLAS STATE: TX ZIP: 75247 BUSINESS PHONE: 2146308090 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DELAWARE CHARTER GUARANTEE & TRUST CO CENTRAL INDEX KEY: 0001280529 IRS NUMBER: 510099493 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1013 CENTRE ROAD CITY: WILMINGTON STATE: DE ZIP: 19805 BUSINESS PHONE: 3029938038 MAIL ADDRESS: STREET 1: 1013 CENTRE ROAD CITY: WILMINGTON STATE: DE ZIP: 19805 SC 13G/A 1 finalfrozenfoods06.txt SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) FROZEN FOOD EXPRESS INDUSTRIES (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 359360104 (CUSIP Number) DECEMBER 31, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: X Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 CUSIP NO. 359360104 1. Name of Reporting Persons. FROZEN FOOD EXPRESS INDUSTRIES, INC. 401(K) SAVINGS PLAN, BY DELAWARE CHARTER GUARANTEE & TRUST COMPANY, AS TRUSTEE THE REPORTING PERSON IS AN EMPLOYEE BENEFIT PLAN SUBJECT TO THE PROVISIONS OF THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974. I.R.S. Identification Nos. of above persons (entities only). 51-0099493 2. Check appropriate box if a Member of a Group (a) (b) 3. SEC use only 4. Citizenship or Place of Organization DELAWARE Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power 6. Shared Voting Power 2,004,288 7. Sole Dispositive Power 8. Shared Dispositive Power 2,004,288 9. Aggregate Amount Beneficially owned by Each Reporting Person 2,004,288 10. Check if Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 11.34% 12. Type of Reporting Person EP 2 ITEM 1. (a) Name of Issuer FROZEN FOOD EXPRESS INDUSTRIES, INC. (b) Address of Issuer's Principal Executive Offices 1145 EMPIRE CENTRAL PLACE DALLAS, TX 75247-4300 ITEM 2. (a) Name of Person Filing DELAWARE CHARTER GUARANTEE & TRUST COMPANY, AS TRUSTEE OF THE FROZEN FOOD EXPRESS INDUSTRIES, INC 401(K) (b) Address of Principal Business Office or, if none., Residence DELAWARE CHARTER GUARANTEE & TRUST COMPANY 1013 CENTRE ROAD WILMINGTON, DELAWARE 19805 (c) Citizenship DELAWARE (d) Title of Class of Securities common stock, no par value (e) CUSIP Number 359360104 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER PERSON FILING IS A: (f) X An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 2,004,288 (b) Percent of class: 11.34% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote ______. (ii) Shared power to vote or to direct the vote 2,004,288 (iii) Sole power to dispose or to direct the disposition of _______. (iv) Shared power to dispose or to direct the disposition of 2,004,288 3 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF CLASS: Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable ITEM 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and are not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DELAWARE CHARTER GUARANTEE & TRUST COMPANY /s/ JILL SIMONDS -------------------------------------------- JILL SIMONDS VICE PRESIDENT OF OPERATIONS FEBRUARY 14, 2007 4 -----END PRIVACY-ENHANCED MESSAGE-----